Wong, William Shui Lun 王瑞麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-10-07 | |
| 2 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-10-08 | 2006-12-05 |
| 3 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2007-03-12 | 2007-05-07 |
| 4 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2007-11-07 | 2008-04-01 |
| 5 | Guo Tong Capital Management Company Limited | Rep | Advising on securities | 2012-06-19 | 2012-09-20 |
| 6 | PREFERRED INVESTMENT ADVISORS (H.K) LIMITED | Rep | Asset management | 2008-07-30 | 2009-12-15 |
| 7 | Guo Tong Capital Management Company Limited | Rep | Asset management | 2012-06-19 | 2012-09-20 |
| 8 | Superfund Financial (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-07 | 2008-04-01 |
| 9 | Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2007-05-07 | 2007-11-07 |
| 10 | Global CTA Services Investment (HK) Limited | RO | Advising on securities | 2008-11-26 | 2012-04-30 |
| 11 | Guo Tong Capital Management Company Limited | RO | Advising on securities | 2012-09-20 | 2015-10-30 |
| 12 | AVICT Global Asset Management Limited | RO | Advising on securities | 2019-06-12 | 2024-03-01 |
| 13 | Guo Tong Capital Management Company Limited | RO | Asset management | 2012-09-20 | 2015-10-30 |
| 14 | KILMOREY ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-12-11 | 2018-09-17 |
| 15 | AVICT Global Asset Management Limited | RO | Asset management | 2019-06-12 | 2024-03-01 |
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