Lo, Shuk Fan 羅淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLS SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-11 | 2023-03-02 |
| 2 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2023-03-20 | |
| 3 | Oriental Stocks & Shares (Investment) Co. | RO | Advising on corporate finance | 2005-03-30 | RO | Advising on securities | 2005-03-30 | RO | Asset management | 2005-03-30 | RO | Dealing in securities | 2005-03-31 |
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