Chuk, Chi Wing 卓志永
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 1SPREAD BROKERAGE LIMITED | RO | Dealing in securities | 2006-02-01 | |
| 2 | Finet Securities Limited | Rep | Dealing in securities | 2008-04-18 | 2008-05-14 | Rep | Dealing in futures contracts | 2008-05-14 | 2011-05-21 | RO | Dealing in securities | 2008-05-14 | 2011-05-21 |
| 3 | FTFT International Securities and Futures Limited | RO | Dealing in securities | 2011-08-24 | 2017-03-31 | Rep | Advising on securities | 2020-08-10 | 2020-08-13 | Rep | Dealing in securities | 2020-08-10 | 2020-08-13 | RO | Advising on securities | 2020-08-13 | 2020-11-13 | RO | Dealing in securities | 2020-08-13 | 2020-11-13 |
| 4 | Golden Asset Management Co., Limited | RO | Dealing in securities | 2022-08-18 | |
| 5 | Golden Hen Securities and Futures Limited | Rep | Dealing in securities | 2022-03-17 | 2022-07-29 |
| 6 | JA SECURITIES LIMITED | RO | Advising on securities | 2021-08-20 | 2022-02-28 | RO | Dealing in securities | 2021-08-20 | 2022-02-28 |
| 7 | Po Tai Securities (Hong Kong) Limited | RO | Dealing in securities | 2017-10-03 | 2020-04-30 | RO | Advising on securities | 2019-02-19 | 2020-04-30 |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2006-05-17 | 2008-03-17 |
| 9 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-01 | 2011-06-17 |
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