Chan, Kam Wing (SFC:ABI310) 陳錦榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2021-05-20 | 2022-04-15 |
2 | FTFT International Securities and Futures Limited | Rep | Dealing in securities | 2011-08-10 | 2013-04-01 | Rep | Dealing in securities | 2015-03-05 | 2020-09-30 |
3 | YARDLEY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-09-15 | Rep | Asset management | 2004-09-15 | Rep | Advising on securities | 2007-05-21 | Rep | Dealing in securities | 2007-05-21 | Rep | Dealing in securities | 2010-06-22 | 2011-05-09 |
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