Chow, Shu Kay 周樹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gary Cheng Securities Limited | Rep | Advising on securities | 2023-11-06 | 2023-11-21 |
| 2 | STARLING GROUP FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-11 | 2009-10-12 |
| 3 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2016-04-05 | 2017-10-03 |
| 4 | Goldin Equities Limited | Rep | Dealing in securities | 2006-01-17 | 2006-01-26 |
| 5 | Tensant Securities Limited | Rep | Dealing in securities | 2013-04-02 | 2013-05-15 |
| 6 | Goldin Equities Limited | Rep | Dealing in securities | 2018-02-21 | 2018-02-28 |
| 7 | Gary Cheng Securities Limited | Rep | Dealing in securities | 2023-11-06 | 2023-11-21 |
| 8 | TIFFIT SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-12-15 | |
| 9 | TIFFIT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2005-12-15 | |
| 10 | STARLING GROUP SECURITIES LIMITED | RO | Advising on securities | 2009-11-06 | 2010-10-16 |
| 11 | CHINAWIDE SECURITIES LIMITED | RO | Advising on securities | 2011-05-31 | 2013-03-15 |
| 12 | Gary Cheng Securities Limited | RO | Advising on securities | 2023-11-21 | |
| 13 | TIFFIT SECURITIES (HONG KONG) LIMITED | RO | Asset management | 2004-09-03 | |
| 14 | TIFFIT SECURITIES (HONG KONG) LIMITED | RO | Automated trading services | 2004-09-03 | |
| 15 | STARLING GROUP FUTURES LIMITED | RO | Dealing in futures contracts | 2009-10-12 | 2010-10-16 |
| 16 | TIFFIT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2005-12-15 | |
| 17 | Goldin Equities Limited | RO | Dealing in securities | 2006-01-26 | 2008-11-04 |
| 18 | STARLING GROUP SECURITIES LIMITED | RO | Dealing in securities | 2008-11-05 | 2010-10-16 |
| 19 | CHINAWIDE SECURITIES LIMITED | RO | Dealing in securities | 2010-11-09 | 2013-03-15 |
| 20 | Tensant Securities Limited | RO | Dealing in securities | 2013-05-15 | 2014-12-29 |
| 21 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2015-01-12 | 2015-10-17 |
| 22 | Seazen Resources Securities Limited | RO | Dealing in securities | 2016-01-28 | 2017-10-03 |
| 23 | Goldin Equities Limited | RO | Dealing in securities | 2018-02-28 | 2022-11-16 |
| 24 | Gary Cheng Securities Limited | RO | Dealing in securities | 2023-11-21 |
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