Arculli, Kim Melanie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-01-03 | 2007-07-31 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-01-03 | 2009-04-24 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-03-05 | 2005-05-25 | Rep | Dealing in securities | 2004-03-05 | 2005-05-25 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-11-16 | 2011-07-25 | Rep | Dealing in securities | 2010-11-16 | 2011-07-25 |
| 5 | St. James's Place (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-15 | Rep | Advising on securities | 2003-04-15 | Rep | Asset management | 2003-04-15 |
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