Tan, Pun Shing 陳本勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-01 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-06-01 | Rep | Asset management | 2003-06-01 | Rep | Dealing in futures contracts | 2003-06-01 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-01 | Rep | Asset management | 2003-06-01 | Rep | Dealing in futures contracts | 2003-06-01 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-06-01 | Rep | Advising on securities | 2003-06-01 | Rep | Asset management | 2003-06-01 | Rep | Automated trading services | 2003-06-01 | Rep | Dealing in securities | 2003-06-01 |
| 5 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-21 | 2017-06-14 | Rep | Dealing in securities | 2013-10-21 | 2017-06-14 |
| 6 | Planetree Securities Limited | Rep | Dealing in securities | 2008-11-04 | 2008-12-30 |
| 7 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2017-10-03 | 2019-10-08 | Rep | Dealing in securities | 2017-10-03 | 2019-10-08 |
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