Tan, Pun Shing 陳本勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-01 | |
2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-06-01 | |
3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Asset management | 2003-06-01 | |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-06-01 | |
5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-01 | |
6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2003-06-01 | |
7 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-01 | |
8 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-06-01 | |
9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2003-06-01 | |
10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Asset management | 2003-06-01 | |
11 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-06-01 | |
12 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-06-01 | |
13 | Planetree Securities Limited | Rep | Dealing in securities | 2008-11-04 | 2008-12-30 |
14 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-21 | 2017-06-14 |
15 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2013-10-21 | 2017-06-14 |
16 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2017-10-03 | 2019-10-08 |
17 | TC Investment Management (Asia) Limited | Rep | Dealing in securities | 2017-10-03 | 2019-10-08 |
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