Shiu, Sammy Kin Keung 蕭健強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Dealing in securities | 2009-08-28 | 2015-04-27 | RO | Asset management | 2014-02-14 | 2014-10-14 | RO | Advising on securities | 2014-02-14 | 2015-04-27 | Rep | Asset management | 2014-10-14 | 2015-04-27 |
| 2 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-12 | 2007-10-12 | RO | Dealing in securities | 2007-10-12 | 2009-01-31 | Rep | Dealing in securities | 2009-01-31 | 2009-06-30 |
| 3 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2006-01-04 | 2006-02-21 | RO | Dealing in securities | 2006-02-21 | 2007-09-01 |
| 4 | JS CRESVALE CAPITAL LIMITED | RO | Advising on securities | 2004-03-31 | RO | Asset management | 2004-03-31 | RO | Advising on corporate finance | 2005-12-30 | RO | Dealing in securities | 2005-12-30 |
| 5 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2004-03-31 | RO | Advising on securities | 2004-03-31 | RO | Asset management | 2004-03-31 | RO | Automated trading services | 2004-03-31 | RO | Dealing in securities | 2005-12-30 |
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