Wong, Chi Shing (SFC:BJI171) 黃志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-09-21 | 2022-11-11 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-05-04 | 2022-11-11 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-04 | 2022-11-11 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2022-12-09 | Rep | Dealing in securities | 2022-12-09 |
| 5 | GUODU FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-02-15 | 2019-04-23 | Rep | Dealing in futures contracts | 2019-02-15 | 2019-04-23 |
| 6 | GUODU SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-05-11 | 2019-04-23 | Rep | Dealing in securities | 2017-05-11 | 2019-04-23 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-18 | 2021-04-09 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-06-18 | 2021-04-09 |
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