Thomas, Frederic Francois Mathieu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-05-11 | 2017-05-19 | Rep | Dealing in securities | 2017-10-11 | 2017-10-19 | Rep | Dealing in securities | 2018-07-10 | 2018-07-20 | Rep | Dealing in securities | 2018-10-05 | 2018-10-15 | Rep | Dealing in securities | 2019-01-24 | 2019-02-01 | Rep | Dealing in securities | 2019-03-18 | 2019-03-28 | Rep | Dealing in securities | 2019-05-14 | 2019-05-24 | Rep | Dealing in securities | 2019-08-08 | 2019-08-16 | Rep | Dealing in securities | 2019-10-03 | 2019-10-11 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-11 | 2017-05-19 | Rep | Dealing in securities | 2017-10-11 | 2017-10-19 | Rep | Dealing in securities | 2018-07-10 | 2018-07-20 | Rep | Dealing in securities | 2018-10-05 | 2018-10-15 | Rep | Dealing in securities | 2019-01-24 | 2019-02-01 | Rep | Dealing in securities | 2019-03-18 | 2019-03-28 | Rep | Dealing in securities | 2019-05-14 | 2019-05-24 | Rep | Dealing in securities | 2019-08-08 | 2019-08-16 | Rep | Dealing in securities | 2019-10-03 | 2019-10-11 |
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