Tse, David Wing Sang 謝永生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-09 | |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-08-09 | |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2003-08-09 | |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-08-09 | Monex Boom Securities (H.K.) Limited | Rep | 2005-04-28 | 2005-06-13 | Win Securities Limited | Rep | 2005-04-28 | 2005-06-13 | Monex Boom Securities (H.K.) Limited | Rep | 2007-11-21 | 2007-12-14 | Win Securities Limited | Rep | 2007-11-21 | 2007-12-14 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-08-11 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 2003-08-25 | 2003-09-22 | Monex Boom Securities (H.K.) Limited | Rep | 2005-04-28 | 2005-06-13 | Win Securities Limited | Rep | 2005-04-28 | 2005-06-13 | Monex Boom Securities (H.K.) Limited | Rep | 2007-11-21 | 2007-12-14 | Win Securities Limited | Rep | 2007-11-21 | 2007-12-14 |
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