Nomura, Hiroyuki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on corporate finance | 2008-06-13 | 2011-04-16 | RO | Advising on securities | 2008-06-13 | 2011-04-16 | RO | Dealing in futures contracts | 2008-06-13 | 2011-04-16 | RO | Dealing in securities | 2008-06-13 | 2011-04-16 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | RO | Advising on securities | 2009-10-20 | 2011-04-16 |
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