Yiu, Pik Nam 姚璧南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | |
2 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | |
3 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on securities | 2004-01-12 | |
4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Asset management | 2004-01-12 | |
5 | SOUTH CHINA SECURITIES LIMITED | Rep | Asset management | 2004-01-12 | |
6 | SOUTH CHINA SECURITIES LIMITED | Rep | Automated trading services | 2004-01-12 | |
7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-03-04 | |
8 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-23 | 2005-01-26 |
9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-04 | |
10 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-23 | 2008-06-24 |
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