Fok, Ken Oi Kin 霍靄堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-07-06 | 2006-09-20 | RO | Dealing in futures contracts | 2006-09-20 | 2007-06-30 |
| 2 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2007-04-20 | 2007-06-30 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-07-06 | 2007-06-30 |
| 4 | INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in futures contracts | 2004-09-07 |
| 5 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on securities | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in securities | 2004-09-07 |
| 6 | WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-21 | 2006-06-15 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-31 | 2005-10-13 | RO | Dealing in securities | 2005-10-13 | 2006-06-15 |
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