Leader, Rory Colledge
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bauhinia Capital Partners Limited | RO | Dealing in securities | 2015-12-10 | 2018-12-31 |
| 2 | Canaccord Genuity (Hong Kong) Limited | RO | Advising on securities | 2011-05-04 | 2012-09-13 | RO | Dealing in securities | 2011-05-04 | 2012-09-13 |
| 3 | STANHILL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-06-28 | 2009-11-28 | Rep | Advising on securities | 2005-12-20 | 2009-11-28 |
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