Fung, Yiu Fai (SFC:AAB976) 馮耀輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | Advising on futures contracts | 2008-06-02 | 2009-02-01 | RO | Advising on securities | 2008-06-02 | 2009-02-01 | RO | Asset management | 2008-06-02 | 2009-02-01 | RO | Dealing in securities | 2008-06-02 | 2009-02-01 |
| 2 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | RO | Advising on futures contracts | 2007-10-31 | 2008-08-18 | RO | Advising on securities | 2008-02-14 | 2008-08-18 | RO | Asset management | 2008-02-14 | 2008-08-18 | RO | Dealing in securities | 2008-02-14 | 2008-08-18 |
| 3 | FTL Wealth Management (HK) Limited | RO | Advising on securities | 2008-01-10 | 2009-02-01 |
| 4 | TC Investment Management (Asia) Limited | RO | Advising on corporate finance | 2005-07-25 | RO | Advising on futures contracts | 2008-01-31 | RO | Advising on securities | 2008-01-31 | RO | Asset management | 2008-01-31 | RO | Dealing in securities | 2008-01-31 |
| 5 | YUN HAI ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-12-02 | 2019-06-30 |
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