Yuen, Shiu Ming (SFC:AAC069) 袁兆銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2004-04-21 | 2005-04-11 | Rep | Dealing in futures contracts | 2004-04-21 | 2006-06-10 |
| 2 | DTC Investment Management (HK) Limited | Rep | Asset management | 2010-05-25 | 2011-01-28 |
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