Wong, Yu Chiu (SFC:AAC100) 黃宇超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on securities | 2010-07-19 | 2010-08-09 | Rep | Dealing in securities | 2010-07-19 | 2010-08-09 | RO | Advising on securities | 2010-08-09 | 2011-07-31 | RO | Dealing in securities | 2010-08-09 | 2011-07-31 | RO | Dealing in futures contracts | 2011-03-14 | 2011-07-31 |
| 2 | CEPA ALLIANCE SECURITIES LIMITED | RO | Dealing in securities | 2011-10-12 | RO | Advising on securities | 2012-08-23 |
| 3 | CEPAALLIANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-10-16 | |
| 4 | INTERCHINA FUTURES LIMITED | RO | Advising on futures contracts | 2004-01-14 | RO | Asset management | 2004-01-14 | RO | Dealing in futures contracts | 2010-07-16 |
| 5 | INTERCHINA SECURITIES LIMITED | RO | Advising on corporate finance | 2004-01-14 | RO | Advising on securities | 2004-01-14 | RO | Asset management | 2004-01-14 | RO | Dealing in securities | 2010-07-16 |
| 6 | SBI E2-Capital Securities Limited | RO | Advising on securities | 2024-02-23 | RO | Dealing in securities | 2024-02-23 |
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