Chan, Kwok Keung (SFC:AAC262) 陳國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-06 | 2005-01-31 |
2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-06 | 2005-01-31 |
3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-11-15 | 2012-02-07 | RO | Asset management | 2011-11-15 | 2012-02-07 | RO | Dealing in securities | 2011-11-15 | 2012-02-07 |
4 | ICBC (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2011-02-23 | 2011-06-08 | RO | Dealing in securities | 2011-02-23 | 2011-06-08 |
5 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Advising on securities | 2016-07-25 | 2018-08-03 | RO | Asset management | 2016-07-25 | 2018-08-03 |
6 | SINO-CEEF Capital Management Company Limited | Rep | Asset management | 2011-02-23 | 2011-06-08 |
7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2009-12-15 | 2010-04-22 |
8 | Tiger Securities Asset Management Company Limited | RO | Advising on securities | 2006-12-29 | 2007-07-30 | RO | Asset management | 2006-12-29 | 2007-07-30 |
9 | TOPAZ CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2014-02-11 | 2016-05-31 |
10 | WAVE RIDERS INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2005-02-02 | 2006-05-22 | RO | Advising on securities | 2005-02-02 | 2006-05-22 | RO | Asset management | 2005-02-02 | 2006-05-22 | RO | Advising on futures contracts | 2007-09-17 | 2009-06-01 | RO | Advising on securities | 2007-09-17 | 2009-06-01 | RO | Asset management | 2007-09-17 | 2009-06-01 |
11 | YWL Asset Management Limited | RO | Asset management | 2019-09-11 | 2021-04-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy