See, Alvin Hoi Yi 施海夷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-31 | |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2003-10-31 | |
| 3 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Asset management | 2003-10-31 | |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | |
| 5 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2006-07-04 | 2009-07-03 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-31 | |
| 7 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-11-07 | 2006-06-26 |
| 8 | Virtu ITG Hong Kong Limited | Rep | Dealing in securities | 2006-07-04 | 2009-07-03 |
| 9 | KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2012-07-19 | 2015-09-08 |
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