Lo, Diana Tak Ying 羅德瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-12-15 | 2011-04-30 | Rep | Dealing in securities | 2010-12-15 | 2011-04-30 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Advising on securities | 2010-11-25 | Rep | Dealing in securities | 2006-03-29 | 2010-11-25 |
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