Li, Dominic Song Ching 李崇正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | RO | Advising on securities | 2019-09-02 | 2023-08-31 | RO | Asset management | 2019-09-02 | 2023-08-31 | Rep | Dealing in securities | 2019-12-09 | 2023-08-31 |
| 2 | CC Finance Limited | Rep | Advising on corporate finance | 2008-10-20 | 2011-03-01 | Rep | Advising on securities | 2008-10-20 | 2011-03-01 | Rep | Dealing in securities | 2008-10-20 | 2011-03-01 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-04-11 | 2008-05-01 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-04-11 | 2008-05-01 |
| 5 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2006-04-11 | 2008-05-01 | Rep | Advising on securities | 2007-09-27 | 2008-05-01 |
| 6 | KBR Fund Management Limited | Rep | Advising on securities | 2017-09-25 | 2017-11-24 | Rep | Asset management | 2017-09-25 | 2017-11-24 | RO | Advising on securities | 2017-11-24 | 2019-08-31 | RO | Asset management | 2017-11-24 | 2019-08-31 |
| 7 | Phoenix Capital (International) Limited | RO | Advising on securities | 2016-11-29 | 2017-03-30 | RO | Asset management | 2016-11-29 | 2017-03-30 |
| 8 | Plouton Asset Management Limited | RO | Asset management | 2024-01-31 | |
| 9 | Select Investment Services Limited (HK) | Rep | Dealing in securities | 2024-01-31 | RO | Advising on securities | 2024-01-31 |
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