Wan, Chiu Lan 尹肖蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | M&F Asset Management Limited | Rep | Advising on corporate finance | 2005-02-24 | Rep | Asset management | 2005-02-24 | Rep | Automated trading services | 2005-06-03 | Rep | Advising on securities | 2012-05-31 | Rep | Dealing in securities | 2012-05-31 |
| 2 | METRO CAPITAL FUTURES LIMITED | Rep | Asset management | 2005-02-24 | Rep | Advising on futures contracts | 2005-05-03 | Rep | Dealing in futures contracts | 2005-05-03 | RO | Advising on futures contracts | 2005-05-03 | 2012-05-31 | RO | Dealing in futures contracts | 2005-05-03 | 2012-05-31 |
| 3 | SHENG YUAN SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-08-28 | 2014-06-01 | Rep | Dealing in securities | 2012-09-18 | 2013-04-25 | RO | Dealing in securities | 2013-04-25 | 2014-06-01 | RO | Advising on securities | 2013-11-08 | 2014-06-01 |
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