Onoue, Tsutomu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-03-02 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2004-03-02 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2004-03-24 | |
| 4 | Daiwa Capital Markets Hong Kong Limited | RO | Advising on securities | 2004-03-24 | 2005-04-22 |
| 5 | Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2004-03-24 | 2005-04-22 |
| 6 | DAIWA SECURITIES SMBC (ASIA) LIMITED | RO | Dealing in securities | 2004-03-24 | 2005-04-22 |
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