Ng, Sui Man 吳瑞民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EVERGREEN SECURITIES LIMITED | Rep | Automated trading services | 2003-08-04 | Rep | Dealing in securities | 2011-12-01 |
| 2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2011-12-01 | 2019-05-13 |
| 3 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-25 | |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-05-20 | 2019-10-17 |
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