Han, Richard Sze Chao 韓世礎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | RO | Dealing in futures contracts | 2004-07-14 | RO | Advising on futures contracts | 2004-07-15 | RO | Asset management | 2004-07-15 | Rep | Dealing in futures contracts | 2004-07-14 | 2006-03-27 |
| 2 | Funderstone Securities Limited | RO | Dealing in securities | 2004-07-14 | RO | Advising on corporate finance | 2004-07-15 | RO | Advising on securities | 2004-07-15 | RO | Asset management | 2004-07-15 | Rep | Dealing in securities | 2004-07-14 | 2006-03-27 |
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