Marcon, Stephen James Neville
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2013-08-21 | 2017-02-23 | Rep | Dealing in securities | 2013-08-21 | 2017-02-23 |
| 2 | Global Investment Strategy HK Limited | RO | Dealing in securities | 2019-02-27 | 2022-12-01 |
| 3 | Japaninvest (Hong Kong) Limited | RO | Advising on securities | 2010-11-16 | 2011-12-12 |
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