Tsoi, Kwok Keung 蔡國強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AMBER HILL CAPITAL LIMITED | Rep | Advising on securities | 2021-12-10 | 2021-12-20 | Rep | Asset management | 2021-12-10 | 2021-12-20 | RO | Advising on securities | 2021-12-20 | 2021-12-31 | RO | Asset management | 2021-12-20 | 2021-12-31 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-08-29 | 2014-10-07 | RO | Advising on securities | 2014-10-07 | 2015-06-18 | RO | Dealing in securities | 2014-10-07 | 2015-06-18 | RO | Asset management | 2015-05-07 | 2015-06-18 |
3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-03-31 | 2006-08-15 |
4 | GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-04-27 | 2017-02-28 |
5 | Grand Cartel Securities Company Limited | Rep | Dealing in securities | 2015-08-03 | 2015-09-21 | RO | Dealing in securities | 2015-09-21 | 2017-02-28 |
6 | GREATER CHINA STRATEGIC CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-03-27 | 2013-05-21 | RO | Advising on corporate finance | 2013-05-21 | 2014-08-01 |
7 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2007-11-28 | 2008-05-14 |
8 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2007-01-30 | 2008-05-14 | RO | Advising on securities | 2007-10-23 | 2008-05-14 |
9 | Heisenberg Capital Management Limited | RO | Asset management | 2022-07-28 | 2022-12-28 |
10 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-30 | 2008-10-22 | Rep | Asset management | 2008-09-30 | 2008-10-22 | RO | Advising on securities | 2008-10-22 | 2010-11-16 | RO | Asset management | 2008-10-22 | 2010-11-16 |
11 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-09-30 | 2008-10-22 | Rep | Asset management | 2008-09-30 | 2008-10-22 | Rep | Dealing in securities | 2008-09-30 | 2008-10-22 | RO | Advising on corporate finance | 2008-10-22 | 2010-11-16 | RO | Advising on securities | 2008-10-22 | 2010-11-16 | RO | Asset management | 2008-10-22 | 2010-11-16 | RO | Dealing in securities | 2008-10-22 | 2010-11-16 |
12 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-01-04 | 2006-03-13 |
13 | PROFIT ACCESS INVESTMENTS LIMITED | Rep | Advising on securities | 2020-05-27 | 2020-06-02 | Rep | Asset management | 2020-05-27 | 2020-06-02 | Rep | Dealing in securities | 2020-05-27 | 2020-06-02 | RO | Advising on securities | 2020-06-02 | 2021-09-06 | RO | Asset management | 2020-06-02 | 2021-09-06 | RO | Dealing in securities | 2020-06-02 | 2021-09-06 |
14 | Sinostar Asset Management Limited | Rep | Asset management | 2019-09-09 | 2019-09-30 | RO | Advising on securities | 2019-09-30 | 2020-05-09 | RO | Asset management | 2019-09-30 | 2020-05-09 |
15 | Sinostar Securities Limited | RO | Dealing in securities | 2019-09-30 | 2020-05-09 |
16 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2012-01-12 | 2012-11-26 | RO | Asset management | 2012-01-12 | 2012-11-26 |
17 | Soochow Securities International Brokerage Limited | RO | Advising on securities | 2012-01-12 | 2012-08-28 | RO | Dealing in securities | 2012-01-12 | 2012-08-28 |
18 | Success Securities Limited | Rep | Dealing in securities | 2010-12-22 | 2011-01-21 | RO | Dealing in securities | 2011-01-21 | 2011-02-23 |
19 | WINTECH SECURITIES LIMITED | RO | Advising on corporate finance | 2004-12-17 | RO | Advising on securities | 2004-12-17 | RO | Asset management | 2004-12-17 | RO | Dealing in securities | 2005-12-21 |
20 | YONXI International Finance Holdings Limited | RO | Asset management | 2018-12-06 | 2019-08-01 |
21 | Yuan Tong Global Asset Management Limited | RO | Asset management | 2017-12-20 | 2018-11-10 |
22 | Yuan Tong Global Securities Limited | RO | Advising on securities | 2017-10-27 | 2018-11-10 | RO | Dealing in securities | 2017-10-27 | 2018-11-10 |
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