Kwong, Wang Pok 鄺宏博
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Open Securities Limited | Rep | Advising on corporate finance | 2004-06-02 | 2004-06-23 |
| 2 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2009-09-11 | 2010-05-15 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2009-09-11 | 2010-05-15 |
| 4 | Redford Asset Management Limited | Rep | Advising on securities | 2010-05-27 | 2011-02-07 |
| 5 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2016-12-05 | 2017-07-24 |
| 6 | Lapland Securities Limited | Rep | Advising on securities | 2020-10-29 | 2022-01-17 |
| 7 | Redford Asset Management Limited | Rep | Asset management | 2010-05-27 | 2011-02-07 |
| 8 | Gulf Line Capital Advisors Limited | Rep | Asset management | 2016-12-05 | 2017-07-24 |
| 9 | Lapland Securities Limited | Rep | Asset management | 2020-10-29 | 2022-01-17 |
| 10 | CVP Securities Limited | Rep | Dealing in securities | 2006-04-24 | 2006-05-17 |
| 11 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-03 | 2009-04-03 |
| 12 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-09-11 | 2010-05-15 |
| 13 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-27 | 2011-02-07 |
| 14 | Lapland Securities Limited | Rep | Dealing in securities | 2020-10-29 | 2022-01-17 |
| 15 | FUHWA SECURITIES (HONG KONG) CO., LIMITED | RO | Advising on corporate finance | 2004-03-01 | |
| 16 | Open Securities Limited | RO | Advising on corporate finance | 2004-06-23 | 2006-02-06 |
| 17 | PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2007-06-20 | 2009-04-03 |
| 18 | REDFORD CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2011-02-07 | 2012-03-15 |
| 19 | Amasse Capital Limited | RO | Advising on corporate finance | 2012-07-13 | 2014-04-28 |
| 20 | TAIPING CAPITAL LIMITED | RO | Advising on corporate finance | 2014-05-28 | 2016-04-15 |
| 21 | Walker Capital Limited (HK) | RO | Advising on corporate finance | 2017-07-28 | 2020-04-06 |
| 22 | CHINA EASE SECURITIES LIMITED | RO | Advising on corporate finance | 2022-02-11 | 2023-07-05 |
| 23 | Sprout Asset Management (Asia) Limited | RO | Advising on corporate finance | 2024-03-21 | |
| 24 | Open Securities Limited | RO | Advising on securities | 2005-01-13 | 2006-02-06 |
| 25 | PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2007-06-20 | 2009-04-03 |
| 26 | Open Securities Limited | RO | Asset management | 2005-01-13 | 2006-02-06 |
| 27 | PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | Asset management | 2007-06-20 | 2009-04-03 |
| 28 | Open Securities Limited | RO | Dealing in securities | 2005-01-13 | 2006-02-06 |
| 29 | CVP Securities Limited | RO | Dealing in securities | 2006-05-17 | 2006-07-31 |
| 30 | CHINA EASE SECURITIES LIMITED | RO | Dealing in securities | 2022-02-11 | 2023-07-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy