Wong, Edmond Hoi Ming 黃海明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-04 | |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2004-11-04 | |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Asset management | 2004-11-04 | |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-20 | |
| 5 | CVP Securities Limited | Rep | Dealing in securities | 2005-08-22 | 2006-09-04 |
| 6 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-08 | 2008-10-31 |
| 7 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-05 | 2011-09-17 |
| 8 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-20 | 2011-12-17 |
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