Yap, Shun Chung (SFC:AAE039) 葉純忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-26 | Rep | Advising on securities | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Dealing in securities | 2003-04-26 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Dealing in futures contracts | 2003-04-26 |
| 3 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-26 | Rep | Advising on securities | 2003-04-26 | Rep | Asset management | 2003-04-26 | Rep | Dealing in securities | 2003-04-26 | Rep | Automated trading services | 2003-07-21 |
| 4 | SAGE ASSET MANAGEMENT (HK) LIMITED | RO | Advising on corporate finance | 2003-10-07 | 2006-09-30 | RO | Advising on securities | 2003-10-07 | 2006-09-30 |
| 5 | SAGE CAPITAL LIMITED | RO | Dealing in securities | 2004-09-24 | 2006-04-07 |
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