Lau, Catherine Lai Ping 劉麗萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-01-23 | Rep | Advising on securities | 2005-01-23 | Rep | Asset management | 2005-01-23 | Rep | Automated trading services | 2005-01-23 | Rep | Dealing in securities | 2005-01-23 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2005-12-29 | 2006-02-01 |
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