Chan, Pui Yee (SFC:AAE139) 陳珮妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND SECURITIES LIMITED | RO | Advising on corporate finance | 2004-01-09 | RO | Advising on securities | 2004-01-09 | RO | Asset management | 2004-01-09 | RO | Dealing in securities | 2007-07-31 | Rep | Dealing in securities | 2007-07-31 | 2009-07-09 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-09-27 | 2014-07-11 |
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