Zee, John 徐強生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2018-08-24 | 2018-08-24 | Rep | Dealing in futures contracts | 2018-08-24 | 2018-08-24 | RO | Advising on futures contracts | 2018-08-24 | 2019-02-24 | RO | Dealing in futures contracts | 2018-08-24 | 2019-02-24 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2018-08-24 | 2018-08-24 | Rep | Dealing in securities | 2018-08-24 | 2018-08-24 | Rep | Leveraged foreign exchange trading | 2018-08-24 | 2018-08-24 | RO | Advising on securities | 2018-08-24 | 2019-02-24 | RO | Dealing in securities | 2018-08-24 | 2019-02-24 | RO | Leveraged foreign exchange trading | 2018-08-24 | 2019-03-08 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2018-08-24 | 2018-08-24 | Rep | Asset management | 2018-08-24 | 2018-08-24 | RO | Advising on securities | 2018-08-24 | 2019-02-24 | RO | Asset management | 2018-08-24 | 2019-02-24 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-04-08 | 2008-09-06 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2005-04-07 |
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