Yuen, Wallace Moon Chung 袁滿忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2012-07-05 | 2019-01-15 | Rep | Asset management | 2012-07-05 | 2019-01-15 |
2 | Lion Global Financial Limited | Rep | Advising on securities | 2004-04-14 | 2011-07-04 | Rep | Asset management | 2004-04-14 | 2011-07-04 |
3 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2011-10-26 | 2012-06-19 | Rep | Asset management | 2011-10-26 | 2012-06-19 |
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