Lee Chak, Winnie 李翟永瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2005-11-15 | 2007-03-31 |
2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2005-09-21 | 2007-03-31 |
3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2005-09-21 | 2007-03-31 |
4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2005-06-01 | 2005-09-21 |
5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2005-06-01 | 2005-09-21 |
6 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2004-03-18 | 2004-08-06 |
7 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2004-08-06 | |
8 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on futures contracts | 2004-08-06 | |
9 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2004-08-06 | |
10 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Asset management | 2004-08-06 |
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