Lee Chak, Winnie 李翟永瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2004-08-06 | |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on futures contracts | 2004-08-06 | |
| 3 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2004-08-06 | |
| 4 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Asset management | 2004-08-06 | |
| 5 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2004-03-18 | 2004-08-06 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2005-06-01 | 2005-09-21 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2005-06-01 | 2005-09-21 |
| 8 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2005-09-21 | 2007-03-31 |
| 9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2005-09-21 | 2007-03-31 |
| 10 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2005-11-15 | 2007-03-31 |
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