So, Fuk Lam 蘇福林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-09 | 2005-10-08 | Rep | Dealing in securities | 2007-09-04 | 2007-10-08 | RO | Dealing in securities | 2007-10-08 | 2008-11-28 |
| 2 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2005-10-13 | 2006-01-17 | RO | Dealing in securities | 2006-01-17 | 2007-08-18 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2003-08-26 | 2004-03-08 |
| 4 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-22 | Rep | Advising on securities | 2003-08-22 | Rep | Asset management | 2003-08-22 | Rep | Dealing in securities | 2003-08-22 |
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