So, Fuk Lam 蘇福林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-22 | |
2 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-08-22 | |
3 | WINGS SECURITIES (HK) LIMITED | Rep | Asset management | 2003-08-22 | |
4 | WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-08-22 | RHB SECURITIES HONG KONG LIMITED | Rep | 2003-08-26 | 2004-03-08 | ENLIGHTEN SECURITIES LIMITED | Rep | 2004-03-09 | 2005-10-08 | HANTEC SECURITIES CO., LIMITED | Rep | 2005-10-13 | 2006-01-17 | HANTEC SECURITIES CO., LIMITED | RO | 2006-01-17 | 2007-08-18 | ENLIGHTEN SECURITIES LIMITED | Rep | 2007-09-04 | 2007-10-08 | ENLIGHTEN SECURITIES LIMITED | RO | 2007-10-08 | 2008-11-28 |
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