Yue, Kin Wan 茹健穩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2008-09-06 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2008-09-06 | Rep | Dealing in futures contracts | 2004-11-29 | 2008-09-06 | Rep | Dealing in futures contracts | 2009-09-21 | 2010-09-21 | Rep | Dealing in securities | 2009-09-21 | 2010-09-21 |
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