Tsang, Lisa Wing Ying 曾永瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-15 | |
2 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2003-09-15 | |
3 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Asset management | 2003-09-15 | |
4 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-09-15 | |
5 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-15 | |
6 | China Reserve Securities Limited | Rep | Dealing in securities | 2003-09-15 | 2004-04-15 |
7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-04-21 | 2005-04-04 |
8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-04 | 2006-10-07 |
9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-10-07 |
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