Lim, Mitchell Man Leung 林民梁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | 2003-09-26 | RO | Asset management | 2003-09-26 | RO | Dealing in futures contracts | 2004-10-19 |
| 2 | BARCLAYS CAPITAL SECURITIES ASIA LIMITED | RO | Dealing in securities | 2004-10-19 | |
| 3 | JL Capital (Hong Kong) Pte Limited | Rep | Asset management | 2006-11-17 | 2007-04-17 | RO | Asset management | 2007-04-17 | 2007-09-05 | Rep | Asset management | 2007-09-05 | 2009-01-01 |
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