Wong, Siu Kee (SFC:AAF594) 黃少基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-10 | 2010-04-14 | Rep | Dealing in futures contracts | 2009-09-17 | 2010-04-14 |
| 2 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2015-08-11 | 2015-09-14 | Rep | Advising on securities | 2015-08-11 | 2015-09-14 | Rep | Dealing in futures contracts | 2015-08-11 | 2015-09-14 | Rep | Dealing in securities | 2015-08-11 | 2015-09-14 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-03 | 2013-07-09 | Rep | Advising on futures contracts | 2013-06-10 | 2013-07-09 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-03 | 2013-07-09 | Rep | Advising on securities | 2013-06-10 | 2013-07-09 |
| 5 | Delta Asia Wealth Management Limited | Rep | Asset management | 2013-06-10 | 2013-07-09 |
| 6 | INVESTPORT (H.K.) LIMITED | Rep | Advising on futures contracts | 2017-07-27 | 2018-10-04 | Rep | Advising on securities | 2017-07-27 | 2018-10-04 | Rep | Asset management | 2017-07-27 | 2018-10-04 | Rep | Dealing in securities | 2017-07-27 | 2018-10-04 | Rep | Advising on futures contracts | 2019-05-16 | 2020-07-03 | Rep | Advising on securities | 2019-05-16 | 2020-07-03 | Rep | Asset management | 2019-05-16 | 2020-07-03 | Rep | Dealing in securities | 2019-05-16 | 2020-07-03 | RO | Advising on futures contracts | 2020-07-03 | 2021-06-30 | RO | Advising on securities | 2020-07-03 | 2021-06-30 | RO | Asset management | 2020-07-03 | 2021-06-30 | RO | Dealing in securities | 2020-07-03 | 2021-06-30 |
| 7 | UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-07-13 | 2021-07-22 | Rep | Asset management | 2021-07-13 | 2021-07-22 | RO | Advising on securities | 2021-07-22 | RO | Asset management | 2021-07-22 |
| 8 | UNI-CENTURY INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-13 | 2021-07-22 | RO | Dealing in securities | 2021-07-22 |
| 9 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-06 | 2019-04-29 |
| 10 | WING FUNG SECURITIES LIMITED | Rep | Advising on futures contracts | 2018-10-12 | 2019-04-29 | Rep | Advising on securities | 2018-10-12 | 2019-04-29 | Rep | Asset management | 2018-10-12 | 2019-04-29 | Rep | Dealing in securities | 2018-10-12 | 2019-04-29 |
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