Tsang, Pak Wing 曾柏榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | RO | Advising on corporate finance | 2003-04-14 | |
| 2 | CORPORATE BROKERS LIMITED | RO | Advising on securities | 2003-04-14 | |
| 3 | CORPORATE BROKERS LIMITED | RO | Asset management | 2003-04-14 | |
| 4 | CORPORATE BROKERS LIMITED | RO | Automated trading services | 2003-04-14 | |
| 5 | CORPORATE BROKERS LIMITED | RO | Dealing in securities | 2003-04-14 | |
| 6 | SINOMAX SECURITIES LIMITED | RO | Dealing in securities | 2003-06-19 | 2006-06-30 |
| 7 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in securities | 2006-08-04 | 2006-11-17 |
| 8 | CES Capital International (Hong Kong) Co., Limited | RO | Dealing in securities | 2006-11-17 | 2010-10-01 |
| 9 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2010-10-06 | 2012-07-27 |
| 10 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-27 | 2013-01-31 |
| 11 | Rifa Securities Limited | Rep | Dealing in securities | 2013-02-19 | 2013-03-22 |
| 12 | Rifa Securities Limited | RO | Dealing in securities | 2013-03-22 |
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