Wong, Yee Hing (SFC:AAF918) 黃綺卿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2005-07-07 | 2005-08-02 | RO | Advising on securities | 2005-08-02 | 2006-02-13 | RO | Asset management | 2005-11-17 | 2006-02-13 |
| 2 | CHAMPUS ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-04-23 | Rep | Advising on securities | 2003-04-23 | Rep | Asset management | 2003-07-21 | Rep | Advising on securities | 2003-07-21 | 2003-08-12 | RO | Advising on securities | 2003-08-12 | 2005-06-24 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2009-11-23 | 2009-12-28 | RO | Asset management | 2009-12-28 | 2011-01-05 | RO | Advising on securities | 2010-02-11 | 2011-01-05 | RO | Dealing in futures contracts | 2010-02-18 | 2011-01-05 | RO | Dealing in securities | 2010-02-18 | 2011-01-05 |
| 4 | PUREHEART CAPITAL ASIA LIMITED | RO | Advising on securities | 2007-03-08 | 2009-10-17 | RO | Asset management | 2007-03-08 | 2009-10-17 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2006-02-24 | 2006-06-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-02-24 | 2006-06-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-24 | 2006-06-01 |
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