Chan, Hung Ling 陳洪齡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Dealing in securities | 2014-03-21 | 2014-04-09 | RO | Dealing in securities | 2014-04-09 | 2018-08-01 | RO | Advising on securities | 2015-11-09 | 2018-08-01 |
| 2 | Bradbury Securities Limited | RO | Advising on securities | 2013-08-21 | 2014-02-28 | RO | Dealing in securities | 2013-08-21 | 2014-02-28 |
| 3 | Pollock Asset Management Limited | RO | Advising on securities | 2018-11-20 | 2021-11-16 | RO | Dealing in securities | 2018-11-20 | 2021-11-16 | RO | Asset management | 2019-07-19 | 2020-07-22 | Rep | Asset management | 2020-07-22 | 2022-11-25 | Rep | Advising on securities | 2021-11-16 | 2022-11-25 | Rep | Dealing in securities | 2021-11-16 | 2022-11-25 |
| 4 | Prime Cdex Securities Limited | RO | Advising on corporate finance | 2004-06-01 | RO | Advising on securities | 2004-06-01 | RO | Asset management | 2004-06-01 | RO | Dealing in securities | 2004-06-01 |
| 5 | Select Investment Services Limited (HK) | RO | Advising on securities | 2012-03-07 | 2013-06-14 | RO | Dealing in securities | 2012-03-07 | 2013-06-14 |
| 6 | SELINA & CO. LIMITED (HK) | RO | Dealing in securities | 2004-06-01 | 2008-05-10 |
| 7 | SynerWealth Financial Limited | RO | Dealing in securities | 2009-02-04 | 2010-08-01 |
| 8 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2010-08-16 | 2011-07-06 |
| 9 | Vanward International Securities Limited | Rep | Dealing in securities | 2023-02-14 | 2023-03-22 | RO | Dealing in securities | 2023-03-22 | 2023-11-01 |
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