Barnes, Graham Edward (SFC:AAG447)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fry Group (H.K.) Limited (The) | RO | Advising on securities | 2010-07-09 | 2012-03-31 | RO | Dealing in securities | 2010-07-09 | 2012-03-31 |
| 2 | WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | RO | Advising on corporate finance | 2006-05-30 | RO | Asset management | 2007-04-03 | RO | Advising on securities | 2010-07-09 | RO | Dealing in securities | 2007-11-26 | 2010-07-09 |
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