Wong, Gilbert Kin Chun 黃健俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMBITION SECURITIES CO. LIMITED | RO | Dealing in securities | 2010-12-28 | 2012-03-31 |
| 2 | ASA SECURITIES LIMITED | Rep | Advising on securities | 2022-06-09 | Rep | Dealing in securities | 2022-06-09 |
| 3 | CASH Wealth Management Limited | Rep | Advising on securities | 2009-08-28 | 2010-03-18 | Rep | Asset management | 2009-08-28 | 2010-03-18 | RO | Advising on securities | 2010-03-18 | 2010-07-31 | RO | Asset management | 2010-03-18 | 2010-07-31 |
| 4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-14 | 2010-07-31 |
| 5 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-13 | 2006-09-27 |
| 6 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2008-09-30 | 2009-07-31 |
| 7 | Encap (Global) Asset Management Limited | Rep | Asset management | 2022-06-09 | |
| 8 | HEAD & SHOULDERS SECURITIES LIMITED | RO | Dealing in securities | 2006-11-17 | 2008-05-01 | RO | Advising on securities | 2008-03-27 | 2008-08-31 | RO | Asset management | 2008-03-27 | 2008-08-31 | Rep | Dealing in securities | 2008-05-01 | 2008-08-31 |
| 9 | Huarong International Asset Management Limited | RO | Asset management | 2012-07-06 | 2012-12-31 |
| 10 | Huarong International Securities Limited | RO | Advising on securities | 2012-07-05 | 2012-12-31 | RO | Dealing in securities | 2012-07-05 | 2012-12-31 |
| 11 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-07-11 | 2014-11-15 |
| 12 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2013-05-15 | 2013-06-19 | Rep | Dealing in securities | 2013-05-15 | 2013-06-19 | RO | Advising on securities | 2013-06-19 | 2014-11-15 | RO | Dealing in securities | 2013-06-19 | 2014-11-15 | RO | Asset management | 2013-12-05 | 2014-11-15 |
| 13 | Pulun International Asset Management Limited | Rep | Asset management | 2018-06-29 | 2019-12-19 | RO | Asset management | 2019-12-19 | 2021-12-31 |
| 14 | Pulun International Securities Limited | RO | Advising on securities | 2016-12-05 | 2021-12-31 | RO | Dealing in securities | 2016-12-05 | 2021-12-31 |
| 15 | Sprout Asset Management (Asia) Limited | RO | Advising on securities | 2014-12-08 | 2016-06-07 | RO | Asset management | 2014-12-08 | 2016-06-07 | RO | Dealing in securities | 2014-12-08 | 2016-06-07 |
| 16 | Waton Securities International Limited | RO | Advising on corporate finance | 2004-12-21 | RO | Advising on securities | 2004-12-21 | RO | Asset management | 2004-12-21 | RO | Dealing in securities | 2005-01-05 |
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