Li, Jimmy Kam Fai 李錦輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | RO | Advising on corporate finance | 2004-12-06 | RO | Advising on securities | 2004-12-06 | RO | Asset management | 2004-12-06 | RO | Dealing in securities | 2013-12-27 |
| 2 | RICHES DEPOT SECURITIES CO., LIMITED | RO | Dealing in securities | 2014-05-30 | 2022-08-18 |
| 3 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2022-10-12 | 2022-12-05 | RO | Advising on securities | 2022-12-05 | RO | Dealing in securities | 2022-12-05 | RO | Asset management | 2023-05-22 | 2023-12-08 | Rep | Asset management | 2023-12-08 |
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